Regulatory & Compliance Services
Aliter has the expertise and knowledge to meet the demands of financial service regulators and investment compliance requirements.
- Current state definition and documentation
- Rules inventory and business mapping
- Operational and technology requirements
- Workflow definition, policies, and procedures
- Operating model design and implementation
- SEC Modernization
- System mapping and technology design
- Business impact analysis
- Risk assessments and audit
- Program measurement and design
- Oversight model definition
- Regulatory Data Definition & Mapping