Regulatory & Compliance Services

Aliter has the expertise and knowledge to meet the demands of financial service regulators and investment compliance requirements.

  • Current state definition and documentation
  • Rules inventory and business mapping
  • Operational and technology requirements
  • Workflow definition, policies, and procedures
  • Operating model design and implementation
  • SEC Modernization
  • System mapping and technology design
  • Business impact analysis
  • Risk assessments and audit
  • Program measurement and design
  • Oversight model definition
  • Regulatory Data Definition & Mapping